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Democracy and referenda: a rejoinder to Gisela Stuart

The experience of modern European history demonstrates the advantages of representative democracy and the ill effects of direct democracy as embodied in referenda, writes George Schöpflin.

I am grateful to Gisela Stuart for giving me the opportunity to clear up some misconceptions about my piece on referenda and democracy.


The third edition of the openDemocracy Quarterly contains a selection of our articles since 2001 on Europe's politics, identity, and future. For details and how to buy, click here

In the first place, in her openDemocracy article "Referenda: democracy vs elites" (18 June 2008) she is mistaken when she assumes that my rejection of referenda is tactical. Even if, as she says referring to the European Union "there had been twenty-seven referenda and in each and every single country the vote had been an overwhelming "yes"", I would still be opposed to the exercise, basically for the reasons that I set out in my piece "The referendum: populism vs democracy" (16 January 2008) - which it would be superfluous to repeat here.

Likewise, when she writes, "I hazard a guess that he even would have urged national governments to take heed and listen to their people - who had so clearly expressed their collective will", my answer is no, I would not have. The very concept of "collective will" - I am assuming that this is the same as Jean-Jacques Rousseau's volonté générale - is fraught with dangers that do not appear in Gisela Stuart's strategic analysis.


George Schőpflin is a member of the European parliament for Fidesz (Hungarian Civic Union) and was Jean Monnet professor of politics at University College London.The articles in this debate so far:

George Schöpflin, "The referendum: populism vs democracy" (16 January 2008)

Gisela Stuart, "Referenda: democracy vs elites" (18 June 2008)

Also in openDemocracy on the Irish referendum and the European Union response:

Joseph Curtin & Johnny Ryan, "The Lisbon treaty and the Irish voter: democratic deficits" (13 June 2008)

John Palmer, "Ireland's ‘no': a European view" (13 June 2008)

Krzysztof Bobinski, "Europe's coal-mine, Ireland's canary" (20 June 2008)

I suspect that Gisela Stuart has not had an opportunity to think through the implications of direct democracy or, indeed, to look at the literature that deals with it. Two interesting cases come to mind - the workers' councils set up during the Hungarian revolution of 1956 and the experience of Solidarity in Poland in 1980-81. The broad aims of both these movements had my wholehearted support, but that does not mean there were not cases of intimidation, bullying and majoritarianism that denied due consideration to dissenting voices. Both movements were instances of direct democracy. Or think of Switzerland, where referenda are held with great regularity and it took decades for women to be given the vote.

Much the same applies to state-wide voting. Referenda were used by Hitler and Mussolini and there is also the phenomenon of Bonapartism, where a leader seeks to stand above politics and to rely on plebiscites to sustain his power (generally "his"). I am fairly certain that the hypothetical cases of a referendum to reintroduce the death penalty or, say, to expel immigrants would receive majorities in a good number of European states. Would such a result be the will of the people? I don't think I'm alone in dismissing these outcomes as anti-democratic, so the distinction between referenda and democracy has to be made. It is worth noting in passing that Germany does not permit referenda at all; does this make Germany undemocratic?

The non-democracy question

There is a further set of problems with referenda that neither Gisela Stuart nor others who were kind enough to respond to my piece have tackled: namely, who decides when a referendum is to be held, what are its terms, and how the questions are framed? If it's the elite, then it is easy enough to manipulate voters.

Gisela Stuart writes: "I am puzzled by Schöpflin's denouncement of "ad hoc coalitions". Some may call this "tactical voting"." No, these are not the same. An ad hoc coalition, as I noted, comes together solely for the purpose of approving or rejecting a particular issue, but its members will have nothing further to do with each other. In the Netherlands, the longer-term result of the 2005 referendum on the EU constitutional treaty has been the strengthening of the far right and far left - I am somewhat surprised that this has escaped Gisela Stuart. If she genuinely believes that new political actors are useful to stop elites from becoming complacent, then she has a problem, I would have thought, with, say, Jean-Marie Le Pen or Umberto Bossi or the League of Polish Families or even the British National Party.

Presumably she can accept that not everyone is a committed democrat, hence it is valid to establish filtering mechanisms against non-democratic actors. This is precisely what referenda negate. Hence I would assume that Gisela Stuart is not in favour of all new political actors, only some, but that immediately raises the problem of criteria, which new actors do we accept, which do we reject? Civil society is my preferred answer.

In brief, there are major advantages to representative democracy.

I was not discussing the problem of the European demos in any detail, but I will stick to my position that it is weak, rather than non-existent. I share Gisela Stuart's concern that the power of the EU is exercised without much reference to the citizens, producing the democratic deficit.

Among George Schőpflin's articles in openDemocracy:

"Hungary's cold civil war" (14 November 2006)

"The European Union's troubled birthday" (23 March 2007)

"Russia's reinvented empire" (3 May 2007)

"Turkey's crisis and the European Union" (23 July 2007)

"The new Russia: a model state" (27 February 2008)

Two points are worth making here. The first is that the power of EU institutions is supposedly legitimated and controlled by the member-states via the European council, which is made up of government representatives (I'm sure that Gisela Stuart knows this full well, having been a member of the convention that drafted the constitutional treaty). In other words, the national demos is also supposed to be the European demos. All attempts to strengthen a direct relationship between EU institutions and the citizens have been prevented by the member-states of the EU, which regard this, quite correctly, as a step to weakening their own power. Why not elect the president of the European commission? Because the member-states don't like it. And, by the way, elections to the European parliament are not wholly insignificant.

Second, if the demos is weak politically, it is surprisingly real in terms of its cultural practices. Europeans today are far more alike than they were fifty years ago in respect of their consumption patterns, the fashions they follow, their interest in sport, celebrity cults, and pop culture; and many of their casual assumptions about the world are shaped by popular magazines that are astonishingly similar. In the languages that I can read - English, Hungarian, French, German, Italian and a bit of Estonian - I see near identical topics being given a near identical reading. But this demos of cultural practices has very limited political consciousness of itself.

I will leave to one side any discussion of the proposition "that the appetite for European integration is waning" and say only that Britain is not the best place from which to assess that appetite. Things really do look different from Hungary.

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European Citizens’ Consultations

Michael Bruter, Citizens of Europe? The Emergence of a Mass European Identity (Palgrave Macmillan, 2005)

Donald Sassoon, The Culture of the Europeans (HarperCollins, 2006)

 

 
This article is published by George Schöpflin, , and openDemocracy.net under a Creative Commons licence. You may republish it free of charge with attribution for non-commercial purposes following these guidelines. If you teach at a university we ask that your department make a donation. Commercial media must contact us for permission and fees. Some articles on this site are published under different terms.

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Sat, 2008-06-28 13:58

Beccy Allen does not mention the polls commissioned not by the political elite, but funded by the subscriptions of ordinary people in ten marginal constituencies. The question was whether there should be a referendum on the Lisbon treaty, as the politicians had promised. The turn-out was impressive and, by majorities sometimes in excess of the votes cast at elections for the sitting MPs, the resounding verdict was that we should hold a referendum. Gordon Brown, of course, ignored it and received congratulations from the other European leaders for his action. Over 80% of our governance is now made for us by the EU. Our system of "representative democracy" is good enough for the few remaining areas of legislation left to our Parliament, but for a major life-affecting decision such as whether our country should be subjugated to a quasi-federation run by people who are unaccountable to any electorate, then the consent of the people is essential. If the politicians feel they have a sufficiently strong case to persuade us, they should have no hesitation in asking the question.
Don Anderson

beccy_marie said:



Tue, 2008-06-24 14:57

Referendums: the people vs the puppet master
It would certainly be interesting to look at whether taking part in a referendum leads people to further engage with the political process or whether the referendum is seen as a distinct political tool completely separate from the parliamentary wing of democracy. Certain forms of engagement may put some people off democratic politics altogether if they don’t get the outcome they want, for example, a referendum that validates their position not that of the opposition camp. Let’s not kid ourselves, in our system Governments are only likely to call a referendum if they think there is a realistic chance that the electorate will give them ‘the right answer.’

Blaming the wider political system can be a consequence of not getting your own way, but unfortunately a simple yes/no vote does not aid understanding of the myriad of reasons for, why and how, often complex decisions have been made. The benefit of lively debate, evidence taking, deliberation and consultation (preferably with a wide range of people and pre-defined outcomes or results of the engagement) is that it may help to reconcile democracy and the political system with the personal disappointment felt, that a decision has not gone the way some individuals or groups had hoped. This is arguably a deeper and more constructive way of engaging in politics and may be more effective in bringing the electorate closer to their representatives and Parliament. Although I’m sure it won’t sell nearly as many papers as the usual Punch and Judy show……

The Hansard Society recently held a meeting called Referendums: What are they good for?, which focused on the circumstances in which referendums should be used in the British political system. The points raised by the panel tended to approach the debate from a different angle asking not what issues were appropriate for a referendum but firstly what was it that we were hoping to gain from a referendum? This question is one that seems to have been slightly forgotten by politicians and the electorate (both groups I suspect are unlikely to want the same things from a referendum) but one that is nevertheless important and seems a reasonable starting point for debate on the issue.

Steve Richards of The Independent suggested that what Governments often want from a referendum is the opportunity to shut down debate about a controversial issue and hand over responsibility to the electorate (or at least a small minority in the highly engaged yes/no camps in a referendum campaign). However as George Schöpflin notes in his article The referendum: populism vs democracy Governments are the ones that have to deal with the fall out of any referendum campaign not the campaigners of either side. If the Government are unable to produce a political miracle and keep everyone happy with the decisions made on the back of a referendum, cynicism and disengagement with the political process are likely to increase.

Another interesting point raised by Clare Short MP at the meeting was that the referendum allows a disengaged and alienated public to feel like their voice is being heard by the elite. This reconnection of the electorate with politics may be a positive step in an era of disengagement but does this kind of blunt instrument really improve engagement? The Hansard Society’s Audit of Political Engagement 4 has shown that familiarity breeds favourability in relation to MPs. Of those that were able to correctly name their constituency MP, 59% thought they were doing a good job as opposed to only 1 in 4 that expressed the same opinion that could not name their MP.

The crucial point is whether the increased use of referendums would further undermine faith in parliamentary democracy. With the use of referendums as a method of engagement the link between constituent and MP (and henceforth Parliament) is lost. Would a greater use of referendums exacerbate the problems of disconnect with our political system? The referendum perhaps also distracts from the much greater task of constitutional renewal that seeks to reengage and reinvigorate parliamentary democracy. A greater use of referendums could be seen as treating the symptoms rather than the cause of democratic disengagement.

However referendums are a part of our political system and a legitimate one at that. It is hard to imagine the process of devolution in Scotland and Wales having taken place and being successful or legitimate without one. Further debate is required surrounding what we do hope to gain from referendums, what issues they may be appropriate for and their terms of reference. If the political elite are the only ones able to trigger referendums are they truly the voice of the people or are the political puppet masters simply seeking legitimacy for their actions?

Beccy Allen, Hansard Society

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